Review of the regulatory framework for managed investment schemes – consultation

This consultation process has now been completed. Submissions available
Date
-
Consultation Type
Consultation Paper

Key Documents

This consultation paper seeks feedback on the appropriateness of the existing regulatory settings for managed investment schemes including:

  • the thresholds that determine whether an investor is a wholesale client
  • whether certain managed investment schemes should be marketed and sold to retail clients
  • the roles and obligations of responsible entities
  • whether ‘investor rights’ are appropriate
  • liquidity requirements for managed investment schemes
  • whether an insolvency regime is required for managed investment schemes
  • interactions between Commonwealth and State laws when regulating real estate investments by managed investment schemes.

In the October 2022‑23 Budget, the Government announced that Treasury would undertake a review of the regulatory framework for managed investment schemes. The review will examine whether the regulatory framework is fit‑for‑purpose, identify potential gaps, and consider what enhancements can be made to reduce undue financial risk for investors.

Submissions

85 submissions were received for this consultation, including 14 confidential submissions.

Aldersley, John - pdf 162.4 KB
Allens - pdf 443.4 KB
Angas Securities Limited - pdf 180.41 KB
Angel Loop - pdf 253.57 KB
Anonymous - pdf 3.25 MB
Archangel Ventures - pdf 296.31 KB
Aussie Angels - pdf 1.02 MB
Bell Potter - pdf 495.48 KB
Boardroom - pdf 800.44 KB
Brisbane Angels - pdf 427.69 KB
Bunter, Adrian - pdf 175.09 KB
CHOICE - pdf 122.79 KB
Clyde & Co - pdf 1.33 MB
Co Ventures - pdf 400.4 KB
Coldrey, Peter - pdf 78.95 KB
Corrs Chambers Westgarth - pdf 129.67 KB
Dale Advisers - pdf 163.25 KB
D’Angelo, Dr. Nuncio - pdf 763.46 KB
Equity Trustees - pdf 566.83 KB
Flying Fox Ventures - pdf 185.36 KB
Giant Leap - pdf 107.26 KB
GippsTech - pdf 237.5 KB
Hamilton Locke - pdf 219.58 KB
Harrington, Gavin - pdf 289.19 KB
Herbert Smith Freehills - pdf 438.48 KB
Kalman, Harvey - pdf 138.53 KB
King & Wood Mallesons - pdf 421.55 KB
King Irving - pdf 11.02 MB
KitLegal - pdf 179.11 KB
Law Council of Australia - pdf 448.03 KB
McMahon Clarke - pdf 564.74 KB
Millhouse, Dr David - pdf 167.99 KB
MinterEllison - pdf 916.74 KB
MSC Trustees - pdf 283.46 KB
Piper Alderman - pdf 303.4 KB
Smith, Stephen - pdf 186.55 KB
SMSF Association - pdf 184.49 KB
Southern Angels - pdf 184.98 KB
Sydney Angels - pdf 133.39 KB
Tech Council - pdf 139.83 KB
TEN13 - pdf 185.26 KB
Tenacious Ventures - pdf 146.28 KB
Vasco Trustees - pdf 220.72 KB