Lifting the professional, ethical and education standards in the financial services industry

This consultation process has now been completed. Submissions available
Date
-
Consultation Type
Consultation Paper

Key Documents

The Parliamentary Joint Committee on Corporations and Financial Services' inquiry into proposals to lift the professional, ethical and education standards in the financial services industry (PJC) presented its recommendations to Government on 19 December 2014.

The PJC report outlines a comprehensive model to increase the professional standards of advisers, involving a co-regulatory approach where Government, professional associations, industry and academia all work in partnership.

The Government is undertaking a period of consultation to seek views on the core elements of the PJC model, importantly including how these elements could be implemented.

Submissions

56 submissions were received for this consultation, including 9 confidential submissions.

ANZ - pdf 1.74 MB
ASFA - pdf 327.43 KB
Association of Financial Advisers - pdf 303.77 KB
Australian Bankers' Association - pdf 277.68 KB
Australian Business Deans Council - pdf 404.21 KB
Australian Financial Markets Association - pdf 174.13 KB
Australian Shareholders' Association - pdf 331.04 KB
Australian Timeshare and Holiday Ownership Council - pdf 265.2 KB
Bell Potter - pdf 616.16 KB
Brimble, Dr Mark - pdf 193.91 KB
Brown, Robert - rtf 133.56 KB
BT Financial Group - pdf 346.56 KB
Cadwallader, Greg - pdf 533.05 KB
CFA Societies Australia - pdf 26.04 KB
Challenger Limited - pdf 630.77 KB
Choice - pdf 752.72 KB
Commercial Asset Finance Brokers Association - pdf 142.04 KB
Commonwealth Bank of Australia - pdf 187.39 KB
Consumer Credit Legal Service WA - pdf 351.82 KB
CPA Australia and Chartered Accountants ANZ - pdf 654.46 KB
Credit and Investments Ombudsman - pdf 74.37 KB
Customer Owned Banking Association - pdf 157.42 KB
Dickfos, Dr Jennifer and Brown, Ms Catherine - pdf 225.23 KB
Empirical Capital - pdf 670.65 KB
Estplan - pdf 35.63 KB
Finance Sector Union of Australia - pdf 526.92 KB
Financial Ombudsman Service Australia - pdf 188.4 KB
Financial Planning Association of Australia - pdf 901.16 KB
Financial Services Institute of Australasia - pdf 172.04 KB
Gadens - pdf 277.63 KB
Industry Super Australia and Australian Institute of Superannuation Trustees - pdf 339.6 KB
Institute of Public Accountants - pdf 1009.47 KB
Investment Management Consultants Association - pdf 620.05 KB
Kaplan Professional - pdf 668.87 KB
Moran Howlett Financial Planning - rtf 160.31 KB
National Insurance Brokers Association of Australia - pdf 199.57 KB
National Seniors Australia - pdf 789.4 KB
O’Brien, Professor Justin and Gilligan, Dr George - pdf 234.68 KB
Pajeska Group Pty Ltd - pdf 97.19 KB
Perkins, MJ - pdf 912.27 KB
SMSF Association - pdf 553.26 KB
State Super Financial Services - pdf 118.46 KB
Stockbrokers Association of Australia - pdf 425.07 KB
Superannuation Consumers' Centre - pdf 289.97 KB
The Financial Services Council - pdf 426.99 KB
The Tax Institute - pdf 278.77 KB
Williams, David - pdf 466.63 KB